ROC FORMS AS PER COMPANIES ACT 2013

DescriptionE-Forms with Instruction kitE-Forms
Intimation of Director Identification Number by the company to the Registrar DIN servicesForm DIR-3CForm DIR-3C
Information to the Registrar by company regarding the number of layers of subsidiariesForm CRL-1Form CRL-1
Approval Services (Headquarters)
Form for filing application or documents with Central GovernmentForm CG-1Form CG-1
Form of intimation of appointment of cost auditor by the company to Central Government.Form CRA-2Form CRA-2
Approval Services (Regional Director)
Application for removal of auditor(s) from his/their office before expiry of term.Form ADT-2Form ADT-2
Application to Regional director for conversion of section 8 company into company of any other kindForm INC-18Form INC-18
Application to Regional Director for approval to shift the Registered Office from one state to another state or from jurisdiction of one Registrar to another Registrar within the same StateForm INC-23Form INC-23
Memorandum of AppealForm ADJForm ADJ
Applications made to Regional DirectorForm RD-1Form RD-1
Application for extension of timeForm NDH-2Form NDH-2
Form for filing Addendum for Rectification of Defects or IncompletenessForm RD GNL-5Form RD GNL-5
Application to Central Government for extension of time for filing particulars of registration of creation / modification / satisfaction of charge OR for rectification of omission or misstatement of any particular in respect of creation/ modification/ satisfaction of chargeForm CHG-8Form CHG-8
Approval Services (Registrar of Companies)
One Person Company- Application for ConversionForm INC-6Form INC-6
Application by company to ROC for removing its name from register of CompaniesForm STK-2Form STK-2
Application for approval of Central Government for change of nameForm INC-24Form INC-24
Application to Registrar for obtaining the status of dormant companyForm MSC-1Form MSC-1
Application for seeking status of active companyForm MSC-4Form MSC-4
Applications made to Registrar of CompaniesForm GNL-1Form GNL-1
Application for grant of License to an existing company under section 8Form INC-12Form INC-12
Application for striking off the name of company under the Fast Track Exit (FTE) ModeForm FTEForm FTE
Change Services
One Person Company - Nominee consent formForm INC-3Form INC-3
One Person Company - Change in Member/NomineeForm INC-4Form INC-4
Notice of situation or change of situation of registered officeForm INC-22Form INC-22
Conversion of public company into private company or private company into public companyForm INC-27Form INC-27
Notice to Registrar of any alteration of share capitalForm SH-7Form SH-7
Particulars of appointment of Directors and the key managerial personnel and the changes among themForm DIR-12Form DIR-12
Return of alteration in the documents filed for registration by foreign companyForm FC-2Form FC-2
Annual accounts along with the list of all principal places of business in India established by foreign companyForm FC-3Form FC-3
Charge Management
Application for registration of creation, modification of charge (other than those related to debentures)Form CHG-1Form CHG-1
Particulars for satisfaction of charge thereofForm CHG-4Form CHG-4
Notice of appointment or cessation of receiver or managerForm CHG-6Form CHG-6
Application for registration of creation or modification of charge for debentures or rectification of particulars filed in respect of creation or modification of charge for debeturesForm CHG-9Form CHG-9
Details of persons/directors/charged/specifiedForm GNL-3Form GNL-3
DIN Forms
Application for allotment of Director Identification NumberForm DIR-3Form DIR-3
Application for surrender of Director Identification NumberForm DIR-5Form DIR-5
Intimation of change in particulars of Director to be given to the Central GovernmentForm DIR-6Form DIR-6
 Report by a company to ROC for intimating the disqualification of the director---Form DIR-9
Application for KYC of DirectorsForm DIR-3 KYCForm DIR-3 KYC
Incorporation Services
Registration of Entities for undertaking CSR ActivitiesForm CSR-1Form CSR-1
Active Company Tagging Identities and Verification (ACTIVE)Form INC-22AForm INC-22A
One Person Company- Nominee consent formForm INC-3Form INC-3
Information to be filed by foreign companyForm FC-1Form FC-1
Compliance Related Filing
Application for declaration as Nidhi Company and for updation of status by NidhisForm NDH-4Form NDH-4
Return to the Registrar in respect of declaration under section 90Form BEN-2Form BEN-2
Form for furnishing half yearly return with the registrar in respect of outstanding payments to Micro or Small Enterprise.Form MSMEForm MSME
Forms for filing Cost Audit Report with the Central GovernmentForm CRA-4Form CRA-4
Return of depositsForm DPT-3Form DPT-3
Information to the Registrar by Company for appointment of AuditorForm ADT-1Form ADT-1
Notice of Resignation by the AuditorForm ADT-3Form ADT-3
Statement regarding deposits existing on the commencement of the ActForm DPT-4Form DPT-4
Return of allotmentForm PAS-3Form PAS-3
Letter of offerForm SH-8Form SH-8
Declaration of SolvencyForm SH-9Form SH-9
Return in respect of buy-back of securitiesForm SH-11Form SH-11
Filing of Resolutions and agreements to the RegistrarForm MGT-14Form MGT-14
Notice of resignation of a director to the RegistrarForm DIR-11Form DIR-11
ROC Document- ScheduleIV, ScheduleII, MoA and AoAForm GNL-2Form GNL-2
Annual Return of a Foreign companyForm FC-4Form FC-4
Return of dormant companiesForm MSC-3Form MSC-3
Persons not holding beneficial interest in sharesForm MGT-6Form MGT-6
Informational Services
Notice of situation or change of situation or discontinuation of situation,of place where foreign register shall be keptForm MGT-3Form MGT-3
Form for filing Report on Annual General MeetingForm MGT-15Form MGT-15
Notice of address at which books of account are maintainedForm AOC-5Form AOC-5
Declaration for commencement of businessForm INC-20AForm INC-20A
Intimation to Registrar of revocation/surrender of license issued under section 8Form INC-20Form INC-20
Notice of Order of the Court or any other competent authorityForm INC-28Form INC-28
Reply To Call for Information on CSRForm CFI(CSR)Form CFI(CSR)
Investor Services
INVESTOR COMPLAINT FORMForm ICPForm ICP
SERIOUS COMPLAINT FORMForm SCPForm SCP
Provisions Related to Mangerial personnel
Form of application to the Central Government for approval of appointment or reappointment and remuneration or increase in remuneration or waiver for excess or over payment to managing director or whole time director or manager and commission or remuneration to directorsForm MR-2Form MR-2
Return of appointment of MD/WTD/ManagerForm MR-1Form MR-1
Annual Filing E-Forms
Form for filing consolidated financial statements and other documents with the Registrar for NBFCsForm AOC-4 CFS NBFC(Ind AS)Form AOC-4 CFS NBFC(Ind AS)
Form for filing XBRL document in respect of financial statement and other documents with the Registrar.Form AOC-4(XBRL)Form AOC-4(XBRL)
Form for filing annual return by a company.Form MGT-7Form MGT-7
Form for filing annual return by OPCs and Small company.Form MGT-7AForm MGT-7A
Form for filing consolidated financial statements and other documents with the RegistrarForm AOC-4(CFS)Form AOC-4(CFS)
Form for filing financial statement and other documents with the RegistrarForm AOC-4Form AOC-4
Form for filing financial statement and other documents with the Registrar for NBFCsForm AOC-4 NBFC (Ind AS)Form AOC-4 NBFC (Ind AS)
Addendum Form
Addendum for rectification of defects or incompleteness.Form GNL-4Form GNL-4
Refund Form
Application for requesting refund of fees paid.Form RefundForm Refund
Attachments
Application for surrender of Director Identification NumberForm DIR-9 [zip]---
Form of application for removal of disqualification of directorsForm DIR-10
Circular or circular in the form of advertisement inviting depositsForm DPT-1
Return of Statutory CompliancesForm NDH-1Form NDH-1
Application for extension of TimeForm NDH-2Form NDH-2
Half Yearly ReturnForm NDH-3Form NDH-3
Form for filing application for declaration as Nidhi Company and for updation of status by Nidhis.Form NDH-4Form NDH-4
Information MemorandumForm PAS-2
Private Placement Offer LetterForm RD-1Form PAS-4---
Reconciliation of Share Capital Audit Report (Half-yearly)Form PAS-6Form PAS-6
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